Finra Broker and SEC Advisor Check Services
| Education Verification | Turnaround Time: 1-3 days. |
A direct inquiry with the educational institution (or designated academic record custodian) disclosed by the applicant, to validate claims of attendance, graduation, degree(s) obtained and major course(s) of study. Transcript acquisition services are also available as a separate service item.
| Employer Verification | Turnaround Time: 2-4 days. |
A direct inquiry with the current/former employer (or designated employment record custodian) disclosed by the applicant, to validate claims of employment, dates of association, position held, quality of performance and/or general comments, circumstances of departure and eligibility for rehire.
| Professional License Verification | Turnaround Time: 2-4 days. |
A direct inquiry with the federal and/or state repository with licensing authority of the applicant’s disclosed occupation or professional certification. Content of licensing data varies by repository/ authority, but generally consists of license status, date of original/renewed license and relevant administrative/disciplinary sanctions.